About
Luthor is an AI compliance platform for RIAs and financial services that automates marketing reviews, streamlines approvals, and provides audit-ready retention. The product pre-screens content and "spots compliance issues in your marketing and suggests compliant alternatives." It automatically monitors emails, social media, and website content for compliance risks and stores records in SEC Rule 17a-4 compliant archives with immutable WORM-based storage, multi-factor access, real-time monitoring, and audit-ready logs. Luthor offers an extensive library of policy templates, digital workflows for outside activities, gifts, and contributions, and automatic conflict checks and instant certification. Targeted at small and growing advisors, Luthor positions itself as lightweight, self-serve, and enterprise-ready with round-the-clock support.
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