About
RIA Compliance Technology presents itself as RIA Compliance Software focused on simplifying compliance for registered investment advisers. The site states its solutions "streamline email archiving, trade monitoring, and compliance data collection." Public-facing terms include "Simple Email Archive," "Simple Text Message Archiving," "Simple Website Archiving," "Simple Social Media Archiving," and "Keyword Sets." The homepage headline reads, "We made RIA Compliance Simple, Structured & Organized," and the site copy says, "Complete compliance quickly and easily." An article page captured in the record returns "Article Not Found," so available content is limited, but the listed product terms indicate a communications archiving and compliance data collection offering aimed at RIAs.
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