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Compliance Approved

Compliance Approved

AI Compliance Reviews Made Effortless

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About

Compliance Approved provides an AI-powered service for SEC and FINRA compliance reviews of marketing materials. Users upload or input marketing content (PDF, DOC/DOCX, PPT/PPTX, PNG/JPG/JPEG, TIFF, EML, MSG) and the system converts images and scanned pages into searchable text before running compliance checks. The product delivers instant assessments with flagged issues and suggested fixes, and every review is logged to create a regulatory audit trail. Files are encrypted in transit and at rest. The site positions the offering for financial firms and notes the first review is free with no credit card required. The product is presented as an AI review tool built by compliance experts for SEC & FINRA checks.

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