About
Comma Compliance offers compliance management software that captures business communications across numerous platforms like iMessage, WhatsApp, LinkedIn, and others to ensure SEC and FINRA compliance. Their solution empowers teams to utilize personal communication apps confidently while archiving only business-related messages, ensuring a clear distinction between personal and professional contacts. With an open-source component available on GitHub, organizations can deploy the service on their infrastructure or use the hosted option. The platform features an easy-to-use archive dashboard for managing users and reviewing communications, all at a flat per-person fee without hidden costs.
Related Vendors
Jatheon Technologies Inc. offers Jatheon Cloud Archive, a cloud data archiving software described on the site as "AI-enabled data archiving for compliance, supervision, and ediscovery." The product pages state it can "archive all types of communication data" and refer to the offering as "TOP-RATED EMAIL ARCHIVING SOFTWARE ON INDEPENDENT WEBSITES." The homepage meta and H1 emphasize digital communications governance, archiving, and backup and note the product is "Made for regulated industries." Contact points shown include a Support Center and a sales inquiries phone number (1-888-528-4366).
Speakerbus delivers innovative trade communication solutions designed for the modern hybrid work era. Their cloud-based platform captures, stores, and analyzes voice trading data to ensure compliance in digital communications. With cutting-edge technology, Speakerbus facilitates seamless collaboration across teams, clients, and counterparties, keeping firms connected and secure. This solution is tailored for financial trading and command & control environments, ensuring reliable access to communication tools anytime and anywhere. Discover how Speakerbus can support your compliance needs with a comprehensive approach to digital communications.
Optima Partners focuses on electronic communications surveillance for the investment and financial services industries. Their regulatory team is comprised of former regulators, lawyers, and industry experts, bringing extensive experience across SEC, CFTC/NFA, and FINRA regulations, as well as UK FCA and HK SFC. With locations across multiple regions, they are well-equipped to meet diverse commercial regulatory requirements. Their services are designed to help clients navigate evolving regulations globally, making them a key resource for firms needing compliance support.
