Laws & RegulationsSEC's New Exam Handbook: Four Changes That Matter
The SEC's updated exam handbook details four critical changes that help compliance teams prepare strategically for examinations and align retention policies.
Authoritative analysis on records management, information governance, eDiscovery, and regulatory compliance.
Laws & RegulationsThe SEC's updated exam handbook details four critical changes that help compliance teams prepare strategically for examinations and align retention policies.
Laws & RegulationsWhen regulators arrive, many compliance teams think they re prepared. They ve preserved emails, documented policies, and trained staff. Then the investigator asks, Can you prove this document hasn t c
Laws & RegulationsWhen the SEC or DOJ requests records from your organization, you re not just producing files. You re proving those files are complete, unchanged, and captured in their original context. This is a high
Laws & RegulationsThe Challenge The European Data Protection Board (EDPB) issued new guidelines in September 2026 to standardize GDPR fine calculations across all EU member states. For compliance officers managing data
Get weekly security insights and compliance updates delivered to your inbox.
Laws & RegulationsThese questions arise from Slack threads late on Fridays, hurried hallway conversations before audits, and panicked emails when legal sends a preservation notice. They re the practical, messy question
Laws & RegulationsYour compliance team saved screenshots of every website change last year. You have folders organized by date, each image timestamped. Then an examiner asks you to prove exactly what your interactive R
Laws & RegulationsIf you received a Paycheck Protection Program loan, you might be eager to move past pandemic recordkeeping. Your loan forgiveness came through, the crisis ended, and you ve resumed normal operations.
Laws & RegulationsThe wave of state privacy laws is here. Virginia s VCDPA took effect on January 1, 2023. Colorado followed on July 1, 2023. Connecticut, Utah, Iowa, Montana, Tennessee, and Indiana are also on board.
Laws & RegulationsWhat Happened Between 2020 and 2021, thousands of SBA-approved lenders processed Paycheck Protection Program loans under expedited rules to quickly provide capital to businesses during the pandemic. T
Laws & RegulationsImagine you re three weeks from trial when opposing counsel files a motion to exclude your key exhibit: a competitor s pricing page that vanished two months ago. Your screenshot lacks metadata, and yo
Laws & RegulationsRegulators no longer accept policy documents as proof of governance. If you can t demonstrate active, continuous management of AI-related risks with operational evidence, you re exposed. The Australia
Laws & RegulationsThe Conventional Wisdom If your firm misses website changes during a compliance review, the fix seems obvious: tighten your manual tracking process. Add more spot checks, build better spreadsheets, sc
Laws & RegulationsWhen the Data Protection Act 2018 replaced its 1998 predecessor on 25 May 2018, archivists gained something unexpected: explicit recognition in data protection law. The new framework, aligned with GDP